South Dakota adviser market
Top 14 RIA firms
in South Dakota.
Ranked by reported regulatory assets under management. A source-linked view of SEC-registered firms with their principal office in South Dakota.
SEC snapshot Ranking methodology
- Approved firms in our snapshot
- 14
- Firms reporting valid AUM
- 14
- Median reported AUM
- $217.56M
Which firm reports the most assets in South Dakota?
COMPASS FINANCIAL GROUP, INC reports $1.48B in regulatory AUM in our 2026-10-01 SEC snapshot. Its principal office is in SIOUX FALLS, and its filing is dated 2026-08-24. Check the SEC record.
The South Dakota shortlist
USD · descending AUMFirm names open the research workspace (sign-in required). SEC records are public. Column filters apply to the top 14, not the full state dataset.
Showing 14 of 14 ranked firms
Read the numbers in context.
Regulatory AUM measures assets reported on Form ADV. It is not revenue, investment performance or a measure of adviser quality. These firms can include institutional managers and fund advisers, not only personal wealth advisers.
Separate registrants within the same corporate group remain separate. Their reported assets may overlap. Head office location does not establish every market a firm serves.
Go from a state to a prospect list.
In BreakawayIQ, research firm profiles, people, collected website evidence and disclosed relationships. Save a list and prepare a CSV for your sales workflow.
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Does this include every adviser in South Dakota?
No. It covers approved SEC-registered firms in our snapshot with a principal office in South Dakota and valid reported AUM. State-registered advisers, exempt reporting advisers and firms without known assets are excluded from the ranking.
How often does this change?
The page reads the published research catalog. It changes when we release a newer catalog, not every time a firm files. The snapshot date above and filing date beside each firm make that delay visible.
Is this a recommendation?
No. This is a factual size ranking for market research, not an endorsement or investment recommendation. Verify current status and disclosures in the linked SEC record.
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