North Dakota adviser market
Top 9 RIA firms
in North Dakota.
Ranked by reported regulatory assets under management. A source-linked view of SEC-registered firms with their principal office in North Dakota.
SEC snapshot Ranking methodology
- Approved firms in our snapshot
- 9
- Firms reporting valid AUM
- 9
- Median reported AUM
- $228.13M
Which firm reports the most assets in North Dakota?
VIKING FUND MANAGEMENT LLC reports $1.15B in regulatory AUM in our 2026-10-01 SEC snapshot. Its principal office is in MINOT, and its filing is dated 2026-03-27. Check the SEC record.
The North Dakota shortlist
USD · descending AUMFirm names open the research workspace (sign-in required). SEC records are public. Column filters apply to the top 9, not the full state dataset.
Showing 9 of 9 ranked firms
Read the numbers in context.
Regulatory AUM measures assets reported on Form ADV. It is not revenue, investment performance or a measure of adviser quality. These firms can include institutional managers and fund advisers, not only personal wealth advisers.
Separate registrants within the same corporate group remain separate. Their reported assets may overlap. Head office location does not establish every market a firm serves.
Go from a state to a prospect list.
In BreakawayIQ, research firm profiles, people, collected website evidence and disclosed relationships. Save a list and prepare a CSV for your sales workflow.
Explore BreakawayIQ$199/month or $1,999/year · two seatsAbout this ranking
Does this include every adviser in North Dakota?
No. It covers approved SEC-registered firms in our snapshot with a principal office in North Dakota and valid reported AUM. State-registered advisers, exempt reporting advisers and firms without known assets are excluded from the ranking.
How often does this change?
The page reads the published research catalog. It changes when we release a newer catalog, not every time a firm files. The snapshot date above and filing date beside each firm make that delay visible.
Is this a recommendation?
No. This is a factual size ranking for market research, not an endorsement or investment recommendation. Verify current status and disclosures in the linked SEC record.
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